406.4(D)(4) Arc-Fault Circuit-Interrupter Protection.

Without changing the old fuse box into a new circuit breaker type panelboard, AFCI protection is difficult to provide when just simply replacing old two-wire receptacles.
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Without changing the old fuse box into a new circuit breaker type panelboard, AFCI protection is difficult to provide when just simply replacing old two-wire receptacles.

Code Change Summary: The rules pertaining to AFCI protection for replacement receptacles have been revised.

Before this code change, if replacing receptacles in an older home, (receptacles installed and considered code compliant before AFCI protection was invented) a replacement receptacle was required to have AFCI protection if it was located in an area where current code requires AFCI protection.

This code language conflicted with the requirements in 406.4(D)(2)(b) which allow a non-grounding receptacle to be replaced with a GFCI type receptacle. Until a combination AFCI/GFCI receptacle is commercially available, the installer must pick one code section or the other and attempt to comply with at least one of them while violating the other.

In the 2017 NEC®, this has been cleared up with the addition of two new exceptions. Now, AFCI protection is NOT required for a replacement receptacle if all four of the following conditions exist:

1. A two-wire, non-grounding receptacle is being replaced with a GFCI type receptacle per 406.4(D)(2)(b).

2. It is impracticable to provide an equipment grounding conductor as provided by 250.130(C).

3. A listed combination type arc-fault circuit-interrupter circuit breaker is not commercially available.

4. GFCI/AFCI dual function receptacles are not commercially available.

Exception 2 states that the exception in Section 210.12(B) does not apply to replacement receptacles. This is a misprint as the intent was to refer to the exception in 210.12(D) which permits a branch circuit extension or modification of existing wiring, up to 6 feet, to remain without AFCI protection as long as no additional outlets or devices are being added.

Adding exception 2 to 406.4(D)(4) was necessary because without it, a literal interpretation of the previous wording would allow a replacement receptacle to remain without AFCI protection if pig tails were made inside the receptacle box to extend the branch circuit wiring up to 6 feet and then terminate to the replacement receptacle.

Below is a preview of the NEC®. See the actual NEC® text at NFPA.ORG for the complete code section. Once there, click on their link to free access to the 2017 NEC® edition of NFPA 70.

2014 Code Language:

406.4(D)(4) Arc-Fault Circuit-Interrupter Protection. Where a receptacle outlet is supplied by a branch circuit that requires arc-fault circuit-interrupter protection as specified elsewhere in this Code, a replacement receptacle at this outlet shall be one of the following:

(1) A listed outlet branch-circuit type arc-fault circuit-interrupter receptacle

(2) A receptacle protected by a listed outlet branch-circuit type arc-fault circuit-interrupter type receptacle

(3) A receptacle protected by a listed combination type arc-fault circuit-interrupter type circuit breaker This requirement becomes effective January 1, 2014.

2017 Code Language:

406.4(D)(4) Arc-Fault Circuit-Interrupter Protection. Where a receptacle outlet is located in any areas specified in 210.12(A) or (B), a replacement receptacle at this outlet shall be one of the following:

(1) A listed outlet branch-circuit type arc-fault circuit-interrupter receptacle

(2) A receptacle protected by a listed outlet branch-circuit type arc-fault circuit-interrupter type receptacle

(3) A receptacle protected by a listed combination type arc-fault circuit-interrupter type circuit breaker

Exception No. 1: Arc-fault circuit-interrupter protection shall not be required where all of the following apply:

(1) The replacement complies with 406.4(D)(2)(b).

(2) It is impracticable to provide an equipment grounding conductor as provided by 250.130(C)

(3) A listed combination type arc-fault circuit-interrupter circuit breaker is not commercially available.

(4) GFCI/AFCI dual function receptacles are not commercially available.

Exception No. 2: Section 210.12(B), Exception shall not apply to replacement of receptacles.

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406.4(D)(4) Arc-Fault Circuit-Interrupter Protection.

Below is a Real Question from our Electrical Continuing Education Courses for Electrical License Renewal:

Which of the following is true regarding the replacement of receptacles?

A: Section 210.12(B), Exception SHALL NOT apply to replacement of receptacles.
B: Section 210.12(B), Exception applies to receptacle replacement.
C: Replacement receptacles are NOT permitted to be protected by a listed combination type arc-fault circuit-interrupter type circuit breaker.
D: Replacement receptacles CANNOT be GFCI protected.
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